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Latest Jobs

5 listing(s) available.

  • 04 Aug 2022

    Regional Compliance Manager

    Singapore

    Permanent Position
    An experienced Regional Compliance Manager is needed by one of Taiwan's largest privately owned banks to work in Singapore.

    Job Description

    • To offer guidance on all matters of compliance, such as the Banking Act, Foreign Account Tax Compliance Act, Common Reporting Standards, Personal Data Protection Act, and the dissemination of information regarding new or revised requirements.
    • To implement, revise, and update compliance-related policies and procedures in order to ensure adherence to local and Taiwanese laws as well as the global policy of the head office; to maintain the External Rule Database in order to track applicable regulatory obligations; and to maintain other registers on regulatory compliance-related issues.
    • To establish, carry out, and maintain a continuous review program for compliance, including but not limited to issuing checklists, worksheets, and Compliance Statements to the Global Head of Compliance on a biannual basis.
    • To plan and carry out the semi-annual Compliance Self Evaluation, including creating a report to be submitted to the Global Head of Compliance.
    • To review, develop, and put into action a risk-based compliance monitoring program (including surveillance and thematic reviews)
    • To serve as our organization's regulators' point of contact, to act as the Head of Legal & Compliance's backup, and to help manage regulatory consultations and reviews, as well as MAS submissions, notifications, regulatory approvals, surveys, and information requests.
    • To prepare compliance review reports for Senior Management, and to present the major conclusions and next steps to the compliance committee.
    • Create presentation materials to highlight significant regulatory updates or problems for the Compliance Committee
    • To organize and carry out pertinent training to educate staff about Singapore and Taiwan regulatory requirements.
    • To handle matters pertaining to corporate secretarial compliance with the Companies Act, the filing of the company's attorney, and other filing requirements imposed by the MAS or pertinent regulators.
    • To keep up with requests for empanelment from time to time and manage the company's list of panel law firms.
    • To manage and maintain the company's authorized signatory list, as well as its list of MASNET users and administrators.
    • To take part in compliance-related projects and/or carry out any additional tasks as deemed necessary from time to time by the Head of LCD
    Expires on 05 Sep 2022

    Posted By

    Glenn Wong (Reg No: R1106685)

    Tel: +65 6738 6228

    glennwong@peoplesearch.jobs

    Requirements

    • Familiarity with MAS Banking Laws and Regulations (e.g. Banking Act, Securities and Futures Act, and Financial Advisers Act)
    • Familiarity with the business products and procedures of corporate and/or private banking, as well as with capital markets and the associated obligations for sales and suitability.
    • Capable of working independently, meticulous, analytical, and resourceful with excellent verbal and report-writing abilities.
    • Self-motivated, a team player, and possessing excellent interpersonal and communication abilities
    • The capacity to multitask, carry out tasks with a sense of urgency, and deliver work on schedule
    • Strong execution, process management, and analytical skills

    Office Location: Singapore, Central

    Interested candidates kindly forward your CV to glennwong@peoplesearch.jobs (Glenn Wong, Reg No:R1106685) or sgfinacc@peoplesearch.jobs (Marilyn Koh Hui Ling, Reg No:R21102316). You may email this great opportunity to someone who would be a great fit for this role.

    All information will be kept strictly confidential. We regret to inform that only successful applicants will be contacted.

    PeopleSearch Pte Ltd
    EA License No: 16S8057

  • 05 May 2022

    Senior Manager, Sanctions Compliance - AML

    Hong Kong SAR

    Permanent Position
    Our client is a leading full licensed bank. They are currently looking for a high calibre Senior Sanctions Compliance Manager - AML to join their team in Hong Kong

    Job Description

    JOB HIGHLIGHTS

    • Excellent career exposure
    • Friendly and dynamic work environment

    RESPONSIBILITIES

    • Implement and review policies and procedures (P&P) related to sanctions compliance, customer screening and transaction screening
    • Monitor and validate the screening system to ensure its effectiveness and efficiency
    • Conduct regular calibration (e.g. fuzziness and false positive rules) and enhancement on screening system
    • Prepare screening related data/statistics for management reporting
    • Provide daily advisory support to staffs related to sanctions compliance and screening
    • Provide training to staffs related to sanctions compliance and screening
    • Handle regulatory inspections on sanctions screening related matters
    • Explore and implement new technology to enhance the Bank’s capability on sanctions screening
    • Take part in screening and other AML&CFT related ad-hoc projects
    Expires on 31 Dec 2022

    Posted By

    Cay Li

    Tel: 6377 1286

    cayli@peoplesearch.jobs

    Requirements

    REQUIREMENTS

    • Minimum 7 years’ experience on AML & CFT
    • Experience on screening system maintenance / tuning is a must
    • Professional qualifications such as CAMLP/CAMS and CGSS
    • Sound and all-round knowledge with respective to various aspects in AML&CFT
    • Strong understanding of regulatory obligations and industry guidance pertaining to AML&CFT
    • Strong mindset in driving improvements through technological and innovative methods
    • Knowledge in (i) advanced data analytics and (ii) regulation-technology (“RegTech”) will be an advantage
    • Strong in written and verbal communication skills
    • Proven ability to manage conflicting priorities against tight deadlines
    • Ability to work under pressure and apply logical thinking to problem solving
    • Team player with the ability to liaise and communicate effectively across the organisation

    Interested applicants please contact me at 6377 1286 or send your resume to Cay Li: cayli@peoplesearch.jobs

    ** For more job opportunities, please visit our website: www.pplesearch.com**

  • 04 May 2022

    Senior Manager, Central Compliance

    Hong Kong SAR

    Permanent Position
    Our client is a leading full licensed bank. They are currently looking for a high calibre Senior Central Compliance Manager to join their team in Hong Kong

    Job Description

    JOB HIGHLIGHTS

    • Excellent career exposure
    • Friendly and dynamic work environment

    RESPONSIBILITIES

    • Lead the central compliance function for handling bank-wide regulatory matters, including but not limited to regular submissions, licensing matters, regulatory examinations/external audits
    • Design and implement the bank-wide compliance program and conduct the reviews as planned to enable early identification of compliance risks
    • Work with key stakeholders to ensure awareness and identification of potential impacts of regulatory changes to the existing operating model of the bank
    • Handle ad-hoc projects assigned by the Head of Compliance from time to time
    • Provide regular communications and training to staff to build compliance awareness
    • Provide compliance advice on reportable incidents or complaint cases
    Expires on 31 Dec 2022

    Posted By

    Cay Li

    Tel: 6377 1286

    cayli@peoplesearch.jobs

    Requirements

    REQUIREMENTS

    • Degree or above in Law, Business Administration or related disciplines
    • At least 10 years of experience in compliance / risk management / general audit role of a banking or financial institution or regulatory bodies, including at least 3 years of management experience
    • Have experience in interacting with regulatory bodies (e.g. HKMA, SFC, IA)
    • Ability to demonstrate a broad technical knowledge and expertise covering the code of conduct matters, corporate governance matters and regulatory risk and regulatory change matters
    • Excellent written and verbal communication skills in English, Cantonese and Mandarin
    • Detail-oriented, analytical and has the ability to identify potential issues and solutions

    Interested applicants please contact me at 6377 1286 or send your resume to Cay Li: cayli@peoplesearch.jobs

    ** For more job opportunities, please visit our website: www.pplesearch.com**

  • 04 May 2022

    Senior Manager, Regulatory Compliance (Business Advisory)

    Hong Kong SAR

    Permanent Position
    Our client is a leading full licensed bank. They are currently looking for a high calibre Senior Regulatory Compliance Manager to join their team in Hong Kong

    Job Description

    JOB HIGHLIGHTS

    • Excellent career exposure
    • Friendly and dynamic work environment

    RESPONSIBILITIES

    • Provide compliance advisory primarily to the retail banking business, including insurance and investment products
    • Work with key stakeholders to ensure awareness and identification of potential impacts of regulatory changes to the existing operating model of the bank and timely implementation to ensure compliance
    • Understand business needs and assist the business in developing products and services which align with applicable regulatory requirements and industry standards
    • Review internal policies and procedures to ensure compliance with regulatory requirements
    • Assist in liaising with regulators on compliance matters and regulatory enquiries/examination
    • Handle ad-hoc projects assigned by the Head of Compliance from time to time
    Expires on 31 Dec 2022

    Posted By

    Cay Li

    Tel: 6377 1286

    cayli@peoplesearch.jobs

    Requirements

    REQUIREMENTS

    • Degree or above in Law, Business Administration or related disciplines
    • At least 8-10 years of experience in compliance role of a banking or financial institution
    • Familiar with investment/insurance products and other general banking products/services for retail banking in HK
    • Experience in advising digital banking is highly desirable
    • Experience in interacting with regulatory bodies (e.g. HKMA, IA, SFC);
    • Excellent written and verbal communication skills in English, Cantonese and Mandarin
    • Detail-oriented, analytical and has the ability to identify potential issues and solutions
    • Passionate to work in a dynamic environment
    • Less experienced candidates will be considered for Manager level

    Interested applicants please contact me at 6377 1286 or send your resume to Cay Li: cayli@peoplesearch.jobs

    ** For more job opportunities, please visit our website: www.pplesearch.com**

  • 14 Feb 2022

    Financial Crime Compliance Associate - Russian Speaker

    Hong Kong SAR

    Permanent Position
    Our client is a famous global private bank. They are currently looking for a high calibre Financial Crime Compliance Associate to join their compliance team in Hong Kong

    Job Description

    JOB HIGHLIGHTS:

    • Excellent career exposure
    • Friendly work environment
    • Work location: Central

    RESPONSIBILITIES

    • Providing support to the Hong Kong Compliance team, handling the day-to-day spectrum of compliance activities for the Hong Kong branch, to ensure that the business operations adhere to the requirements of the Hong Kong Monetary Authority, Securities and Futures Commission, the Swiss Financial Market Supervisory Authority (FINMA), and all relevant compliance-related laws and regulations, including anti-money laundering / sanctions / countering of terrorist financing / anti-bribery and corruption laws and regulations; as well as internal compliance policies and procedures
    • Assist management in its primary responsibility in complying with all relevant group and local regulatory requirements in relation to AML/CFT
    • Support the development and implementation of effective AML/CFT control framework addressing the relevant Group and local regulatory requirement
    • Assist management in ensuring effectiveness of AML/CFT control framework by identifying and rectifying the control weaknesses through ongoing review/ monitoring taking consideration of group and local regulatory requirements
    • Ensure independence and sufficient resources of compliance function in performing second line of defence controls in relation to AML/CFT, including but not limited to client acceptance, periodic review process, transaction monitoring & investigation, payment filtering, client screening clearance and suspicious transaction reporting, etc.
    • Review KYC due diligence documents prepared by business teams for client onboarding.   He/She will be the market champion for Russian prospects
    • Assist the Head of AML / Compliance to establish, review and update the AML related guidelines, policies and procedural manuals to ensure they are in line with regulatory requirements
    • Review escalated alerts stopped on payment screening system to identify if the transactions are money laundering and sanctions related
    • Conduct regular transaction and market abuse monitoring
    • Assist in periodic account review.
    • Assist the Head of AML / Compliance in preparing internal AML training materials
    • Prepare the materials for periodic AML governance meetings
    • Perform ad hoc tasks as assigned by Head of AML/Compliance from time to time
    • Assist in audits and inspections, and investigations where required
    • Involvement in special work projects as and when required.
    • Assist Head of Compliance, Hong Kong and the Compliance team in any other work matters
    Expires on 31 Dec 2022

    Posted By

    Cay Li

    Tel: 6377 1286

    cayli@peoplesearch.jobs

    Requirements

    REQUIREMENTS

    • Basic bachelor degree
    • 3 years of relevant experience in general compliance and financial crime compliance, preferably in a Hong Kong private bank
    • Good interactive, communication and writing skills
    • Able to provide alternative solutions to business
    • Motivated and innovative; able to handle issues and resolve challenges in collaboration with colleagues
    • Team player
    • Fluency in Russian with an ability to understand business and legal documents written in Russian language
    • Immediate availability is highly preferred

    Interested applicants please contact me at 6377 1286 or send your resume to Cay Li: cayli@peoplesearch.jobs

    ** For more job opportunities, please visit our website: www.pplesearch.com**

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